Filing Types - Bank Holding Companies (BHCs)

Stock Redemptions

 
Type of Filing Description
Who Must File
Publication Requirements Forms Required Approximate Processing Time

Stock Redemptions

A BHC seeking to make stock redemptions which, when aggregated over a 12-month period, exceed 10% of the BHC’s consolidated net worth.

Section 225.4(b) of Regulation Y 

None required

A letter that includes the information requested in Section 225.4(b)(2) of Regulation Y.

Reserve Bank processed filings – 15 calendar days after receipt

Board processed filings – 30 calendar days after receipt